RS
RS

Richard Darren Simons

30 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
337 clients
Average Client Portfolio
$544K average
Assets Under Management
$183.5M

Fee Structure

Minimum Investment:$250K
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Location

40 W. Main Street Court, Suite 250E, Alpine, UT, 84004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is the owner/manager of Northern Peaks Soccer Club LLC since 2018. He spends minimal time on this non-investment related activity.

Employment History
Current Registrations
Diamond Wealth Management, LLC
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
Capital Guardian, LLCBroker
November 2012 - June 2017 · 4 yrs 7 mos
Capital Guardian Wealth Management, LLC
July 2012 - November 2017 · 5 yrs 4 mos
Fortius Wealth Management LLC
November 2006 - June 2012 · 5 yrs 7 mos
Intermountain Financial Services, INC.Broker
March 2006 - June 2011 · 5 yrs 3 mos
Fortius Financial Advisors, LLC
June 2004 - December 2006 · 2 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2002 - March 2004 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2002 - March 2004 · 1 yr 3 mos
Strategic Advisers INC.
January 2000 - December 2002 · 2 yrs 11 mos
Fidelity Brokerage Services LLCBroker
August 1995 - November 2002 · 7 yrs 3 mos
State Registrations2 states
TXUT
Advisor
Exams
No exam information available for this advisor.