BP
BP

Brian Andrew Posnack

27 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
63 advisors
Number of Clients
3,823 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$7.1B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $500K1.15%
$500K - $1.0M1.00%
$1M+0.90%

This schedule applies to the Mutual Fund Series, Mutual Fund Series – Retirement Accounts, Mutual Fund Series – Index Portfolio and Mutual Fund Series portion of the Combined Series. The standard Advisory Fee for the Personal Bond Strategy is a fixed, non-tiered rate of 0.70%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

144 Glenn Curtiss Boulevard, Uniondale, NY, 11556

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is an employee of BNY Mellon Transfer Inc, where he is involved in letter writing and quality review.

Employment History
Current Registrations
Bny Mellon Securities Corporation
October 2012 - Present · 13 yrs 4 mos
Bny Mellon Securities Corporation
October 2012 - Present · 13 yrs 4 mos
Bny Mellon Securities CorporationBroker
October 2012 - Present · 13 yrs 4 mos
Previous Registrations
Chase Investment Services CORP.
January 2009 - October 2011 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
December 2008 - October 2011 · 2 yrs 10 mos
Countrywide Investment Services, INC.Broker
June 2006 - September 2008 · 2 yrs 3 mos
Pfic Securities CorporationBroker
October 2005 - January 2006 · 3 mos
Fiserv Investor Services, INC.Broker
February 1997 - October 2005 · 8 yrs 8 mos
Pruco Securities CorporationBroker
November 1995 - July 1996 · 8 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.