Sharon Lesley Miller

Bofa Securities, INC.

29 Years of Experience

1 DisclosureBroker

View SEC Summary

Bofa Securities, INC.

Compensation

N/A

Firm Size

6 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Location

One Bryant Park, New York, NY, 10036

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2001

Denied

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Employment History

Current Registrations

Bofa Securities, INC.

July 2025 - Present · 7 mos

Bofa Securities, INC.Broker

July 2025 - Present · 7 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

October 2009 - Present · 16 yrs 4 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

October 2009 - Present · 16 yrs 4 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

October 2009 - Present · 16 yrs 4 mos

Previous Registrations

Banc of America Investment Services, INC.

March 1999 - October 2009 · 10 yrs 7 mos

Banc of America Investment Services, INC.Broker

March 1999 - October 2009 · 10 yrs 7 mos

Ba Investment Services, INC.Broker

July 1998 - July 1999 · 1 yr

Fidelity Brokerage Services, INC.Broker

July 1998 - August 1998 · 1 mo

Ba Investment Services, INC.Broker

July 1996 - June 1998 · 1 yr 11 mos

American Express Financial Advisors INC.Broker

October 1995 - March 1996 · 5 mos

Ids Life Insurance CompanyBroker

October 1995 - March 1996 · 5 mos

State Registrations14 states

ALARAZCAFLIAKSMAMDNCNJNMNYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.