TrueAdvisor
TrueAdvisor
AL
AL

Anthony Duvall Lee

Wedbush Securities INC.
30 Years of Experience
3 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
218 advisors
Number of Clients
10,099 clients
Average Client Portfolio
$568K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Financial Planning:Charged separately
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees negotiable for accounts over $5,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$250

Location

21650 Oxnard Street, Ste 1440, Woodland Hills, CA, 91367

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2016
Final
Financial
March 2016
Final
Customer Dispute
June 2012
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wedbush Securities INC.
April 2010 - Present · 15 yrs 10 mos
Wedbush Securities INC.Broker
April 2010 - Present · 15 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
July 2001 - April 2010 · 8 yrs 9 mos
UBS Financial Services INC.Broker
June 2001 - April 2010 · 8 yrs 10 mos
Morgan Stanley Dw INC.Broker
November 1995 - July 2001 · 5 yrs 8 mos
Baraban Securities, INC.Broker
October 1995 - November 1995 · 1 mo
State Registrations17 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.