Alexys Ulando Mckenzie

Sb Advisory, LLC

30 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Retirement PlanningEstate PlanningFinancial Planning & CoachingInvestment ManagementHigh Net WorthBusiness Owners

Sb Advisory, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

31 advisors

Number of Clients

1,045 clients

Average Client Portfolio

$274K average

Assets Under Management

$285.9M

Fee Structure

Minimum Investment:None

Location

3424 Peachtree Road Ne, Suite 2200, Atlanta, GA, 30326-1184

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Financial

April 2020

Final

Customer Dispute

December 2008

Closed-No Action

Employment Separation After Allegations

July 2005

Regulatory

July 2003

Final

View Full SEC Report How to Read Disclosures

Other Business Activities

Alexys is involved in several business activities, including a real estate holding company, a trucking business, a hedge fund, a home buying venture, and handyman/consulting services through multiple LLCs. Alexys dedicates a significant amount of time (about half their time) to the hedge fund and minimal time to the other ventures.

Employment History

Current Registrations

Sb Advisory, LLC

March 2021 - Present · 4 yrs 11 mos

San Blas Securities LLCBroker

June 2018 - Present · 7 yrs 8 mos

Previous Registrations

Sb Advisory, LLC

September 2011 - December 2020 · 9 yrs 3 mos

Ifs SecuritiesBroker

December 2006 - January 2020 · 13 yrs 1 mo

Delta Equity Services CorporationBroker

June 2005 - December 2006 · 1 yr 6 mos

Vanguard CapitalBroker

May 2000 - July 2005 · 5 yrs 2 mos

Morgan Wilshire Securities, INC.Broker

August 1998 - June 2000 · 1 yr 10 mos

Walsh Manning Securities, LLCBroker

December 1996 - August 1998 · 1 yr 8 mos

E. C. Capital, LTD.Broker

January 1996 - December 1996 · 11 mos

Sovereign Equity Management CORP.Broker

September 1995 - December 1995 · 3 mos

State Registrations7 states

CACTGAILNYPAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.