Alexys Mckenzie is a registered investment advisor at Sb Advisory, LLC, based in Atlanta, GA, with 30 years of industry experience. Alexys operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,574 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are negotiable. For Advisor Choice Program/AssetMark Programs/Brinker Capital, clients will be charged the money manager's fee schedule plus an additional negotiable fee of up to 1.25% to SB Advisory. Total fees do not exceed 2.50% of assets under management. For Flexible Plan Investments, the total advisory fee will not exceed 1.5% annually.
Fee Estimator
Location
3424 Peachtree Road Ne, Suite 2200, Atlanta, GA, 30326-1184
Get directionsHistory
Regulatory History (4)
Financial
April 2020Customer Dispute
December 2008Employment Separation After Allegations
July 2005Regulatory
July 2003Other Business Activities
Alexys is involved in several business activities, including a real estate holding company, a trucking business, a hedge fund, a home buying venture, and handyman/consulting services through multiple LLCs. Alexys dedicates a significant amount of time (about half their time) to the hedge fund and minimal time to the other ventures.
Employment History
Current Registrations
Sb Advisory, LLC
San Blas Securities LLCBroker
Previous Registrations
Sb Advisory, LLC
Ifs SecuritiesBroker
Delta Equity Services CorporationBroker
Vanguard CapitalBroker
Morgan Wilshire Securities, INC.Broker
Walsh Manning Securities, LLCBroker
E. C. Capital, LTD.Broker
Sovereign Equity Management CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.