Bradley Lester Swain

Wedbush Securities INC.

30 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

Wedbush Securities INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

218 advisors

Number of Clients

10,099 clients

Average Client Portfolio

$568K average

Assets Under Management

$5.7B

Fee Structure

Minimum Investment:$25K

Financial Planning:Charged separately

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	3.00%
$250K - $500K	2.80%
$500K - $1.0M	2.50%
$1.0M - $3.0M	1.90%
$3.0M - $5.0M	1.60%
$5M+	1.60%

Fees negotiable for accounts over $5,000,001.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$250

Location

401 West A Street, Suite 1800, San Diego, CA, 92101

Get directions

History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

January 2020

Customer Dispute

February 2012

Settled

Customer Dispute

January 2010

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Bradley works for Kelly-Pitchkolan Wealth Management Group, a DBA for Wedbush Securities, focusing on customer relations as a broker associate. This investment-related activity takes up a full-time commitment for Bradley.