Derek Wolff
Derek Wolff is a CFP-designated registered investment advisor at Wolff Financial Advisors, LLC, based in Broomfield, CO, with 21 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 15 clients with $13M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wolff Financial Advisors charges a fixed annual fee for financial planning and investment management services, up to a maximum of $15,000. For clients with fewer assets who don't need financial planning, the fee will not exceed 1.75% of the assets managed. For clients with complex portfolios needing ongoing management and planning, the fee is up to $15,000, but will never exceed 1.75% of the assets managed. Fees are negotiable and billed quarterly.
Location
11001 West 120th Ave, #400, Broomfield, CO, 80021
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Regulatory History (2)
Regulatory
May 2018Regulatory
November 2015Employment History
Current Registrations
Wolff Financial Advisors, LLC
Previous Registrations
Wolff Financial Advisors, LLC
Wolff Financial Advisors, LLC
Janus Distributors LLCBroker
National Planning CorporationBroker
Invesco Distributors, INC.Broker
Recom Securities, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.