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Brock Moseley

22 Years of Experience
1 DisclosureSells Insurance

Brock Moseley is a registered investment advisor at Composition Wealth, LLC, based in Los Angeles, CA, with 22 years of industry experience. Brock operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,933 clients with $6.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
67 advisors
Number of Clients
2,933 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$6.7B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)

Composition Wealth's wealth management and portfolio management fees are based on the value of your portfolio and can range up to 1.50% annually. The fee depends on the complexity of the services, the amount of assets managed, and the overall relationship. Fees may be negotiable. Composition Wealth may also charge a fixed dollar fee for these services, which may exceed the asset-based fee.

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Location

11300 West Olympic Blvd, Suite 800, Los Angeles, CA, 90064

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2017
Settled
Other Business ActivitiesSells Insurance

Brock has been selling life insurance since January 2017. This activity requires minimal time.

Employment History
Current Registrations
Composition Wealth, LLC
January 2012 - Present · 14 yrs 3 mos
Previous Registrations
Miracle Mile Advisors, LLC
May 2007 - December 2011 · 4 yrs 7 mos
Morgan Stanley & CO., Incorporated
March 2004 - May 2007 · 3 yrs 2 mos
State Registrations2 states
CAMT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brock Moseley - Financial Advisor | TrueAdvisor