Jim Pulley
Jim Pulley is a registered investment advisor at Prosperity Wealth Management, INC., based in Wichita Falls, TX, with 30 years of industry experience. Jim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,619 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1M+ | 1.20% |
Fees are negotiable.
Fee Estimator
Location
3415 McNiel Ave, Suite 104, Wichita Falls, TX, 76308
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 1999Other Business ActivitiesSells Insurance
Jim works as an insurance agent selling and servicing life insurance products, dedicating nearly full-time hours to Pulley Insurance & Financial Service. He also owns rental property and is an author, spending minimal time on these activities.
Employment History
Current Registrations
Prosperity Wealth Management, INC.
Fortune Financial Services, INC.
Fortune Financial Services, INC.Broker
Previous Registrations
Prosperity Wealth Management, INC.
Questar Capital CorporationBroker
Questar Asset Management, INC.
Eagle Strategies LLC
Nylife Securities LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.