Kevin Joseph Nolan

CFP

Essex Financial Services, INC.

30 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

Essex Financial Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

32 advisors

Number of Clients

2,967 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$3.8B

Fee Structure

Minimum Investment:$250K

Financial Planning:Included in AUM fee

Location

176 Westbrook Road, Essex, CT, 06426

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2011

Settled

Customer Dispute

April 2008

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Essex Financial Services, INC.

March 2014 - Present · 11 yrs 11 mos

Previous Registrations

Essex Financial Services, INC.Broker

April 2016 - June 2021 · 5 yrs 2 mos

Sontag Advisory LLC

August 2011 - March 2014 · 2 yrs 7 mos

Strategic Advisers, INC.

February 1998 - August 2011 · 13 yrs 6 mos

Fidelity Brokerage Services LLCBroker

March 1997 - August 2011 · 14 yrs 5 mos

Fidelity Investments Institutional Services Company, INC.Broker

July 1995 - March 1997 · 1 yr 8 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.