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Barret Roosa

18 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
153 advisors
Number of Clients
23,131 clients
Average Client Portfolio
$276K average
Assets Under Management
$6.4B

Fee Structure

Minimum Investment:$5K
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Location

123 N. Wacker Dr., Suite 2300, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Barret provides investment advisory services through IHT Wealth Management, LLC, dedicating nearly full-time hours to this activity. He also engages in non-variable insurance activities through MRW Financial, spending minimal time on it.

Employment History
Current Registrations
Iht Wealth Management LLC
August 2022 - Present · 3 yrs 6 mos
LPL Financial LLCBroker
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
June 2021 - August 2022 · 1 yr 2 mos
Ameriprise Financial Services, LLCBroker
June 2021 - August 2022 · 1 yr 2 mos
Edward Jones
May 2018 - June 2021 · 3 yrs 1 mo
Edward JonesBroker
March 2018 - June 2021 · 3 yrs 3 mos
Wachovia Securities, LLCBroker
October 2000 - March 2007 · 6 yrs 5 mos
First Union Brokerage Services, INC.Broker
July 1996 - October 2000 · 4 yrs 3 mos
State Registrations5 states
FLMSNCVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Barret Roosa - Financial Advisor | TrueAdvisor