DS
DS

Daren Phillip Seekins

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

55 Cushing St, Brunswick, ME, 04011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Daren operates under Northeast Planning Associates, Inc. and Maine Wealth Planning as DBAs for his LPL business. He also sells non-variable insurance products, including life, health, group benefits, LTC, and accidental death & dismemberment, dedicating a few hours per week to these activities.

Employment History
Current Registrations
LPL Financial LLC
July 2007 - Present · 18 yrs 7 mos
LPL Financial LLC
July 2007 - Present · 18 yrs 7 mos
LPL Financial LLCBroker
July 2007 - Present · 18 yrs 7 mos
Northeast Planning Associates, INC.
July 2004 - Present · 21 yrs 7 mos
Previous Registrations
Mutual Service CorporationBroker
July 2004 - December 2007 · 3 yrs 5 mos
Legacy Advisory Services, INC.
August 2002 - June 2004 · 1 yr 10 mos
Legacy Financial Services, INC.Broker
January 2002 - June 2004 · 2 yrs 5 mos
Fidelity Brokerage Services LLCBroker
January 2001 - January 2002 · 1 yr
Fidelity Investments Institutional Services Company, INC.Broker
January 1997 - January 2001 · 4 yrs
Baraban Securities, INC.Broker
August 1995 - October 1995 · 2 mos
State Registrations17 states
AZFLIAIDILMAMDMEMONCNHNMPARISCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.