Alan Matthew Stricker

Newedge Advisors

30 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement Planning

Newedge Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

515 advisors

Number of Clients

42,946 clients

Average Client Portfolio

$638K average

Assets Under Management

$27.4B

Fee Structure

Financial Planning:Included in AUM fee

Location

858 Camp Street, New Orleans, LA, 70130

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2021

Settled

Customer Dispute

June 2008

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alan is a fixed insurance agent and owner of August Edge, LLC, which provides non-investment services to pre-retirees and retirees. He also works as a financial advisor and 100% owner of August Financial Consulting, LLC, dedicating nearly full-time hours to financial planning and portfolio management.