JA
CFP
JA
CFP

John Michael Abood

30 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningDivorce PlanningInsurance PlanningEstate PlanningFinancial Planning & CoachingTax PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
330 clients
Average Client Portfolio
$622K average
Assets Under Management
$205.2M

Fee Structure

Minimum Investment:None
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Location

20 Montchanin Road, Suite 270, Greenville, DE, 19807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is involved with Investment Management & Planning, LLC as a registered investment advisor, dedicating full-time hours. He also has Abood Financial, Inc. as a business entity for tax/investment purposes, spending about a quarter of his time overall and about 10-20% of his time during securities trading.

Employment History
Current Registrations
Investment Management & Planning LLC
January 2010 - Present · 16 yrs 1 mo
LPL Financial LLC
April 2003 - Present · 22 yrs 10 mos
LPL Financial LLCBroker
April 2003 - Present · 22 yrs 10 mos
Previous Registrations
Investment Management & Planning LLC
January 2005 - April 2009 · 4 yrs 3 mos
LPL Financial LLC
April 2003 - September 2016 · 13 yrs 5 mos
Financial House, INC.
April 2003 - April 2003 · 0 mos
Financial House, INC.
May 2002 - December 2002 · 7 mos
Independent Advisers Group CORP
July 1998 - May 2003 · 4 yrs 10 mos
Jefferson Pilot Securities CorporationBroker
June 1998 - May 2003 · 4 yrs 11 mos
American Express Financial Advisors INC.Broker
July 1995 - May 1998 · 2 yrs 10 mos
Ids Life Insurance CompanyBroker
July 1995 - May 1998 · 2 yrs 10 mos
State Registrations26 states
AZCACTDEFLILINLAMAMDMEMIMONCNHNJNYOHORPAPRSCTNTXVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.