RH
RH

Richard Henry Heim

24 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningCharitable GivingEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
18 advisors
Number of Clients
660 clients
Average Client Portfolio
$8.2M average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.85%
$10M+0.75%

Fees may vary based on strategy, fee negotiation, and changes in fee schedules over time.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

384 North Grand Street, Cobleskill, NY, 12043

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Fenimore Asset Management, INC.
May 2024 - Present · 1 yr 9 mos
Fenimore Securities, INC.Broker
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
June 2008 - April 2024 · 15 yrs 10 mos
Charles Schwab & CO., INC.
June 2008 - April 2024 · 15 yrs 10 mos
AXA Advisors, LLC
March 2004 - June 2008 · 4 yrs 3 mos
AXA Advisors, LLCBroker
November 2003 - June 2008 · 4 yrs 7 mos
Nomura Securities International, INC.Broker
March 2001 - October 2003 · 2 yrs 7 mos
State Registrations4 states
CTMANJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Richard Henry Heim - Financial Advisor | TrueAdvisor