ChFC

Carlos Lowenberg

30 Years of Experience

5 DisclosuresSells Insurance

Carlos Lowenberg is a ChFC-designated registered investment advisor at Masterpiece Capital, LLC, based in Austin, TX, with 30 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 25 clients with $140M in assets under management.

Masterpiece Capital, LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

1 advisor

Number of Clients

25 clients

Average Client Portfolio

$5.5M average

Assets Under Management

$138.0M

Fee Structure

Planning is included in investment management (also available separately)

Masterpiece Capital offers asset management services where they manage your investments for a fee. The annual fee will not exceed 1.50% of the value of your account. Fees are calculated quarterly based on the average daily value of your account. For clients utilizing third-party managers, the maximum annual fee will not exceed 2.00%. Fees are negotiable.

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Location

901 S Mopac Expressway Building One, Suite 110, Austin, TX, 78746

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Financial

June 2017

Final

Customer Dispute

April 2012

Settled

Employment Separation After Allegations

October 2010

Customer Dispute

September 2003

Closed-No Action

Criminal

October 1987

Final Disposition

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Other Business ActivitiesSells Insurance

Carlos is a managing member of Tulum Sunshine Partners LLC (a holding company), Lowenberg Consulting Group, LLC (business planning/consulting), and Masterpiece Advisory Group, LLC (non-RIA consulting). He also provides insurance services as a member of NFP Insurance, and spends minimal time on each of these activities.

Employment History

Current Registrations

Masterpiece Capital, LLC

November 2017 - Present · 8 yrs 5 mos

Previous Registrations

Kestra Advisory Services, LLC

April 2016 - December 2017 · 1 yr 8 mos

NFP Advisor Services, LLC

October 2010 - September 2016 · 5 yrs 11 mos

Kestra Investment Services, LLCBroker

October 2010 - December 2017 · 7 yrs 2 mos

NFP Securities, INC.

October 2010 - October 2010 · 0 mos

Lowenberg Wealth Management Group, LLC

May 2003 - January 2012 · 8 yrs 8 mos

Eagle Strategies LLC

December 1999 - November 2010 · 10 yrs 11 mos

Nylife Securities LLCBroker

October 1999 - November 2010 · 11 yrs 1 mo

Mony Securities CorporationBroker

March 1997 - November 1999 · 2 yrs 8 mos

Chubb Securities CorporationBroker

April 1996 - March 1997 · 11 mos

Mony Securities CORP.Broker

June 1995 - April 1996 · 10 mos

State Registrations1 state

Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.