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Albert Kie Tat Law

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
1031 advisors
Number of Clients
42,440 clients
Average Client Portfolio
$41K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$10
Financial Planning:Investment management only
Minimum Annual Fee:$35
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Location

2975 Bowers Ave, Ste. 207, Santa Clara, CA, 95051

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Albert sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. He is also a member of Silicon Valley Enterprise Inc. and involved in marketing health, dental, and vision insurance through Matrix Group Insurance Agency, dedicating about a quarter of his time to these activities.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 1 mo
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 1 mo
Previous Registrations
Investment Advisors International, INC.
September 2006 - January 2012 · 5 yrs 4 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
April 1996 - April 2002 · 6 yrs
State Registrations14 states
AZCACOFLILMDMNNCNYORSCTXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.