Felton Mosley
Felton Mosley is a registered investment advisor at Mosley Wealth Management, INC., based in Anaheim, CA, with 12 years of industry experience. Felton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 707 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mosley Wealth Management charges a fee for investment management services, which includes financial planning. The fee will not exceed 1.85% and is based on factors such as the client type, complexity, account composition, potential for deposits, relationship with the advisor, total assets managed, and portfolio chosen. The fee is calculated and collected monthly, based on the average daily balance. Either you or Mosley Wealth Management can terminate the agreement with written notice.
Location
2401 E. Katella Avenue, Suite 270, Anaheim, CA, 92806
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Felton is the owner and insurance agent at Mosley Insurance and Financial Services Inc., dedicating full-time hours to life insurance and annuity sales. He is also an Investment Adviser Representative at AE Wealth Management, LLC, spending about a quarter of his time providing investment management/advice and financial planning services, and teaches a financial planning class at Mt. San Antonio College a few hours per week.
Employment History
Current Registrations
Mosley Wealth Management, INC.
Previous Registrations
Ae Wealth Management, LLC
Precision Capital Management
Horter Investment Management, LLC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.