Andrew Michael Baugh

CFA

Integrity Alliance, LLC

28 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Integrity Alliance, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

425 advisors

Number of Clients

14,148 clients

Average Client Portfolio

$170K average

Assets Under Management

$2.4B

Fee Structure

Minimum Investment:None

Location

459 Monterey Avenue, Suite 100, Los Gatos, CA, 95030

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Andrew owns 459 Monterey Ave LLC, a real estate company where his RIA leases space, dedicating minimal time to it. He also serves as Owner/COO of Legacy Capital Group California and Owner/CIO of REACT Investment Solutions LLC, both RIAs, dedicating full-time hours to each.