Gregg Zeoli
Gregg Zeoli is a registered investment advisor at Empire Financial Management Company, LLC, based in New York, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 983 clients with $710M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Empire Financial Management's fees are individually negotiated and range from 0.5% to 2.5% of the value of your portfolio annually. The fees are calculated based on the market value of the assets at the end of each quarter. Fees are typically charged quarterly in arrears, but for accounts held at RBC, fees can be charged in advance.
Location
29 Broadway, 12th Floor, New York, NY, 10006
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregg is an officer/president of Empire Asset Management of NY LTD since 2001, and president of Empire Financial Management Co. He also owns Empire Asset Management Insurance Agency LLC since 2013, dedicating minimal time to it, and is on the Board of Directors of Bidtellect, dedicating a few hours per week.
Employment History
Current Registrations
Empire Financial Management Company, LLC
Empire Asset Management CompanyBroker
Previous Registrations
Empire Financial Management Company, LLC
Empire Financial Management Company, LLC
National Asset Management, INC.
National Securities CorporationBroker
Joseph Stevens & Company, INC.Broker
State Capital Markets CorporationBroker
Toluca Pacific Securities CORP.Broker
State Capital Markets CorporationBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.