John Rowoldt

Sb Advisory, LLC

10 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement PlanningEstate PlanningFinancial Planning & CoachingInvestment ManagementHigh Net WorthBusiness Owners

Sb Advisory, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

31 advisors

Number of Clients

1,045 clients

Average Client Portfolio

$274K average

Assets Under Management

$285.9M

Fee Structure

Minimum Investment:None

Location

233 S. Wacker Drive, Suite 4400, Chicago, IL, 60606

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

John is a partner in a rental property owned with their spouse since 2017. This activity requires minimal time and is not investment-related.

Employment History

Current Registrations

Sb Advisory, LLC

May 2025 - Present · 9 mos

San Blas Advisory, INC.

April 2025 - Present · 10 mos

San Blas Securities LLCBroker

April 2025 - Present · 10 mos

Previous Registrations

Voya Financial Advisors, INC.

September 2023 - April 2025 · 1 yr 7 mos

Voya Financial Advisors, INC.Broker

September 2023 - April 2025 · 1 yr 7 mos

Robinhood Financial, LLCBroker

October 2021 - June 2023 · 1 yr 8 mos

U.S. Bancorp Investments, INC.

January 2019 - October 2021 · 2 yrs 9 mos

U.S. Bancorp Investments, INC.Broker

January 2019 - October 2021 · 2 yrs 9 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

January 2018 - January 2019 · 1 yr

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

December 2017 - January 2019 · 1 yr 1 mo

AXA Advisors, LLCBroker

August 2016 - November 2016 · 3 mos

Ronin Capital, LLCBroker

April 2011 - May 2013 · 2 yrs 1 mo

State Registrations15 states

AZCAILINMAMIMTNCNDOHORSCSDVTWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.