Douglas Nelson is a PFS-designated registered investment advisor at Tci Wealth Advisors, INC., based in Tucson, AZ, with 30 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,268 clients with $5.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TCI Wealth Advisors charges an annual fee based on the value of your managed accounts. There are different fee schedules for legacy clients and new clients.
Legacy Clients:
- Up to $2 million: 1.00%
- Next $3 million: 0.75%
- Over $5 million: 0.50%
New Clients:
- Up to $1,999,999: 1.00% annually (0.25% per quarter)
- $2 million and above: A retainer of $12,000 annually ($3,000 quarterly) plus a percentage of the total portfolio value:
- From $0 million to $10 million: 0.40% annually (0.10% per quarter)
- From $10 million to $20 million: 0.30% annually (0.075% per quarter)
- Above $20 million: 0.25% annually (0.0625% per quarter)
If TCI Wealth Advisors chooses to accept a client with assets below $400,000, they may charge up to 1.00% of assets under management.
Some clients may also be charged an annual retainer fee.
Location
4011 East Sunrise Drive, Tucson, AZ, 85718
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Regulatory History (1)
Regulatory
August 2024Other Business Activities
Douglas is part of a group of ten managers/owners of the D & T Investment Club, LLC since 2001. He dedicates minimal time outside of trading hours to attend meetings and fulfill member duties.
Employment History
Current Registrations
Tci Wealth Advisors, INC.
Previous Registrations
Aqn Advisors INC
Ashley Quinn, Cpas and Consultants, LTD.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.