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Frank Joseph Stock

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

14301 N 87th St #307, Scottsdale, AZ, 85206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frank sells non-variable insurance, dedicating minimal time to this activity. He also operates his LPL business through Verus Capital Partners, LLC, where he provides investment advisory services and spends about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2020 - Present · 5 yrs 4 mos
Verus Capital Partners, LLC
January 2015 - Present · 11 yrs 1 mo
Previous Registrations
Verus Capital Partners, LLC
January 2012 - December 2014 · 2 yrs 11 mos
Securities America, INC.Broker
December 2011 - October 2020 · 8 yrs 10 mos
AXA Advisors, LLC
July 2002 - January 2012 · 9 yrs 6 mos
AXA Advisors, LLCBroker
May 1995 - January 2012 · 16 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1995 - January 2000 · 4 yrs 8 mos
State Registrations3 states
AZCAFL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Frank Joseph Stock - Financial Advisor | TrueAdvisor