TrueAdvisor
TrueAdvisor
BS
BS

Brian Washburn Swinney

Financial Services of America Advisors
8 Years of Experience
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningInsurance PlanningHigh Net WorthBusiness Owners
Financial Services of America Advisors
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,561 clients
Average Client Portfolio
$254K average
Assets Under Management
$396.2M

Fee Structure

Minimum Investment:$5K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1000K1.25%
$1M+1.00%

Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

50 W Big Beaver Rd Suite 500, Troy, MI, 48084

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2021
Settled
Judgment / Lien
October 2013
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is a Vice President at Financial Services of America, selling life insurance and fixed/indexed annuities. He is also an Investment Adviser Representative with FSA Advisors and CEO of Core Four Services Inc, where he also sells life insurance and annuities.

Employment History
Current Registrations
Financial Services of America Advisors
September 2017 - Present · 8 yrs 5 mos
Previous Registrations
Independence Capital CO., INC.
June 2017 - November 2019 · 2 yrs 5 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.