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Andrew Joseph Leblanc
Sanctuary Advisors, LLC
30 Years of Experience
6 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Tax Planning
Sanctuary Advisors, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
357 advisors
Number of Clients
17,567 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$27.7B
Fee Structure
Investment Management
Planning
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Location
1345 Ave of the Americas 2nd Floor, New York, NY, 10105
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History
Regulatory History (6)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Regulatory
August 2022
Final
Regulatory
February 2021
Final
Regulatory
October 2020
Final
Customer Dispute
June 2017
Denied
Customer Dispute
June 2017
Settled
Customer Dispute
November 2011
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Sanctuary Advisors, LLC
December 2022 - Present · 3 yrs 2 mos
Sanctuary Securities, INC.
December 2022 - Present · 3 yrs 2 mos
Sanctuary Securities, INC.
Broker
December 2022 - Present · 3 yrs 2 mos
Previous Registrations
Gary Goldberg Planning Services
April 2017 - December 2022 · 5 yrs 8 mos
Gary Goldberg & CO., LLC
Broker
April 2017 - December 2022 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1995 - April 2017 · 21 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
June 1995 - April 2017 · 21 yrs 10 mos
State Registrations
6 states
CA
CT
MI
NJ
NY
TX
Advisor
Broker
Both
Exams
No exam information available for this advisor.