TrueAdvisor
TrueAdvisor
DO
DO

David Grant Oldaker

Northern Capital Securities Corporation
30 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Northern Capital Securities Corporation
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Location

50 High Street, 4th Floor, North Andover, MA, 01845

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Northern Capital Securities Corporation
February 2017 - Present · 9 yrs
Northern Capital Securities CorporationBroker
July 1996 - Present · 29 yrs 7 mos
Previous Registrations
Northern Capital Securities Corporation
February 2007 - June 2009 · 2 yrs 4 mos
Northern Capital Advisors Corporation
January 1996 - June 2005 · 9 yrs 5 mos
C.A. Atlantic Securities, INC.Broker
October 1995 - July 1996 · 9 mos
State Registrations25 states
ALARCACOCTDEFLIDILINKYLAMAMDMENCNHNJNYOHPARITXVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.