James Richard
James Richard is a registered investment advisor at Coral Reef Advisors LLC, based in Ponte Vedra, FL, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 15 clients with $80M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.70% |
Fees may be negotiated at the sole discretion of the Advisor.
Fee Estimator
Location
Ponte Vedra, FL
Get directionsHistory
Regulatory History (1)
Criminal
November 1994Other Business ActivitiesSells Insurance
James is associated with Coral Reef Advisors as a Registered Investment Advisor, dedicating about half his time. He also sells fixed insurance through various providers and works as a registered representative for a broker-dealer, Private Client Services, focusing on commission-based securities sales.
Employment History
Current Registrations
Coral Reef Advisors LLC
Private Client Services, LLC
Private Client Services, LLCBroker
Previous Registrations
Snowden Account Services LLCBroker
Snowden Capital Advisors LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Securities Corporation of IowaBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.