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Anthony Carlos Romero

Kovack Advisors, INC.
29 Years of Experience
BrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Kovack Advisors, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
268 advisors
Number of Clients
14,305 clients
Average Client Portfolio
$387K average
Assets Under Management
$5.5B

Fee Structure

Location

6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anthony is the President and CEO of Romero Investment Advisors, LLC, spending about 10% of his time on this. He also spends minimal time on fixed insurance sales, rental property management, and acting as trustee for his mother's brokerage account.

Employment History
Current Registrations
Kovack Advisors, INC.
May 2007 - Present · 18 yrs 9 mos
Kovack Securities INC.Broker
May 2007 - Present · 18 yrs 9 mos
Previous Registrations
Linsco/private Ledger CORP.
August 2004 - June 2007 · 2 yrs 10 mos
Linsco/private Ledger CORP.Broker
August 2004 - June 2007 · 2 yrs 10 mos
Asset & Financial Planning, LTD
March 2002 - August 2004 · 2 yrs 5 mos
Prime Capital Services, INC.Broker
January 2002 - May 2004 · 2 yrs 4 mos
Cibc World Markets CORP.Broker
March 2001 - November 2001 · 8 mos
Unibank Securities, INC.Broker
February 1996 - February 2001 · 5 yrs
State Registrations12 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.