Anthony Romero is a registered investment advisor, based in Ft. Lauderdale, FL, with 29 years of industry experience.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is the President and CEO of Romero Investment Advisors, LLC, spending about 10% of his time on this. He also spends minimal time on fixed insurance sales, rental property management, and acting as trustee for his mother's brokerage account.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Previous Registrations
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Cibc World Markets CORP.Broker
Unibank Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.