Catherine Dunn is a registered investment advisor at Cavanal Hill Investment Management, INC., based in Tulsa, OK, with 4 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cavanal Hill charges a fee based on the value of your investments. The specific fee schedule varies depending on the type of investment strategy you choose:
- Cash Management Strategies: Fees range from 0.15% to 0.08% depending on the amount invested.
- Equity Strategies: Fees range from 0.60% to 0.70% down to 0.35% to 0.45% depending on the amount invested.
- Fixed Income Strategies: Fees range from 0.35% down to 0.15% depending on the amount invested.
- Enhanced Yield Tax Free: Fees range from 0.50% down to 0.30% depending on the amount invested.
The Strategic Fixed Income and Strategic Enhanced Fixed Income strategies are generally charged a fee of 0.75%, respectively, for any account size. Fees are subject to negotiation and Cavanal Hill reserves the right to impose a minimum advisory fee.
Location
One Williams Center, 15th Floor, Tulsa, OK, 74172
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cavanal Hill Investment Management, INC.
Cavanal Hill Distributors, INC,
Cavanal Hill Distributors, INC,Broker
Previous Registrations
Bok Financial Advisors
Bok Financial Securities, INC.Broker
Cavanal Hill Investment Management, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Royal Alliance Associates, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.