Douglas Emitte
Douglas Emitte is a registered investment advisor at Dae Wealth Management, based in Roseville, CA, with 29 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 106 clients with $21M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable.
Fee Estimator
Location
Roseville, CA
Get directionsHistory
Regulatory History (3)
Judgment / Lien
May 2016Customer Dispute
September 2008Customer Dispute
August 2007Other Business ActivitiesSells Insurance
Douglas is the IAR/Founder & CEO of D.A.E Capital Strategies, LLC DBA D.A.E Wealth Management, offering financial planning, investment management, retirement planning, insurance, and alternative investments, dedicating about a quarter of his time. Douglas is also a licensed insurance agent.
Employment History
Current Registrations
Dae Wealth Management
Previous Registrations
Onesource Wealth Management
One Source Health & Wealth Management
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Morgan Stanley Dw INC.Broker
Interfirst Capital CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.