DB
CFA
DB
CFA

Dwane Joseph Bacak

16 Years of Experience
Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
904 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$940.8M

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.37%
$1.0M - $1.5M1.22%
$1.5M - $2.0M1.12%
$2.0M - $3.0M1.07%
$3.0M - $4.0M0.97%
$4.0M - $5.0M0.89%
$5.0M - $10.0M0.81%
$10.0M - $25.0M0.75%
$25M+0.62%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

920 Memorial City Way, Suite 150, Houston, TX, 77024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dwane is the Chief Financial Officer at Cement Crafters LLC, advising a furniture manufacturing company started by his wife and son. He dedicates a few hours per week to this activity outside of trading hours.

Employment History
Current Registrations
Oak Harvest Investment Services
October 2023 - Present · 2 yrs 4 mos
Previous Registrations
Invesco Capital Markets, INC.Broker
November 2013 - July 2022 · 8 yrs 8 mos
Invesco Distributors, INC.Broker
March 2013 - May 2016 · 3 yrs 2 mos
A I M Distributors, INC.Broker
May 1995 - February 2000 · 4 yrs 9 mos
State Registrations2 states
GATX
Advisor
Exams
No exam information available for this advisor.
Dwane Joseph Bacak - Financial Advisor | TrueAdvisor