Bernabe Villanueva

Mma Securities LLC

22 Years of Experience

6 DisclosuresBroker

View SEC Summary

Areas of Practice

Retirement PlanningInvestment Management

Mma Securities LLC

Compensation

Commission-BasedFixed/Hourly

Firm Size

142 advisors

Number of Clients

8,394 clients

Average Client Portfolio

Not specified

Fee Structure

Financial Planning:Investment management only

Location

Park 80 West, Plaza Two, 250 Pehle Ave., Suite 400, Saddlebrook, NJ, 07663

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History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

August 2020

Financial

December 2019

Pending

Judgment / Lien

July 2019

Judgment / Lien

December 2018

Judgment / Lien

July 2017

Financial

July 2017

Final

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Mma Securities LLC

January 2016 - Present · 10 yrs 1 mo

Mma Securities LLCBroker

January 2016 - Present · 10 yrs 1 mo

Previous Registrations

Citizens Securities, INC.Broker

September 2015 - December 2015 · 3 mos

Citizens Securities, INC.

May 2015 - December 2015 · 7 mos

Sentinel Pension Advisors INC

October 2011 - November 2014 · 3 yrs 1 mo

The Investment Center, INC.Broker

May 2006 - December 2006 · 7 mos

Charles Schwab & CO., INC.Broker

February 1998 - November 2004 · 6 yrs 9 mos

Waterhouse Securities, INC.Broker

July 1996 - December 1997 · 1 yr 5 mos

Euro-Atlantic Securities INC.Broker

May 1996 - January 1997 · 8 mos

Investors Associates, INC.Broker

March 1996 - May 1996 · 2 mos

Greenway Capital CORP.Broker

December 1995 - April 1996 · 4 mos

Toluca Pacific Securities CORP.Broker

December 1995 - March 1996 · 3 mos

State Registrations7 states

ALCTIAMANJNYPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.