BC
BC

Bruce Allen Cain

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
113 advisors
Number of Clients
9,021 clients
Average Client Portfolio
$368K average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$5K
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Location

5952 Alexandria Pike, Anderson, IN, 46012

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bruce is the President of Well-Mac Farming Inc, dedicating about 20% of his time to administrative duties. He is also a representative and insurance agent with Richard Overdorf & Associates, spending nearly full-time hours on securities and insurance sales.

Employment History
Current Registrations
Founders Financial Securities, LLC
January 2018 - Present · 8 yrs 1 mo
Founders Financial Securities LLCBroker
September 2016 - Present · 9 yrs 5 mos
Previous Registrations
Cetera Advisors LLCBroker
January 2004 - September 2016 · 12 yrs 8 mos
Vestax Securities CorporationBroker
April 1995 - January 2004 · 8 yrs 9 mos
State Registrations14 states
COFLHIIAILINKYMAMIMOOHORSDTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.