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Allen Jason Rea

27 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
262 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Financial Planning:Investment management only
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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Allen is the treasurer for Larkspur Community Foundation, fundraising for a community park, and serves on the Board of Directors for Twin Cities Little League. These activities require minimal time.

Employment History
Current Registrations
Nuveen Asset Management, LLC
May 2024 - Present · 1 yr 9 mos
Nuveen Securities, LLC
May 2024 - Present · 1 yr 9 mos
Nuveen Securities, LLCBroker
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Blackrock Fund Advisors
June 2014 - May 2024 · 9 yrs 11 mos
Blackrock Investments, LLCBroker
January 2012 - May 2024 · 12 yrs 4 mos
Blackrock Fund Distribution CompanyBroker
November 2009 - December 2011 · 2 yrs 1 mo
Barclays Global Investors ServicesBroker
December 2008 - December 2009 · 1 yr
Fidelity Brokerage Services LLCBroker
April 2007 - January 2008 · 9 mos
Charles Schwab & CO., INC.Broker
December 1995 - September 2004 · 8 yrs 9 mos
Smith Barney INC.Broker
April 1995 - November 1995 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.