Arthur Abraham Barasch

Baron Financial Advisors, LLC

22 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Financial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation PlanningHigh Net Worth

Baron Financial Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

1 advisor

Number of Clients

Not specified

Average Client Portfolio

Not specified

Fee Structure

Financial Planning:Investment management only

Location

Spring, TX

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2006

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Arthur is an independent insurance agent selling long-term care, health, and disability insurance, dedicating about 10-20% of his time. He also owns an independent business with ACN, reviewing telecommunications, television, and energy services for potential discounts, spending minimal time on this activity.

Employment History

Current Registrations

Baron Financial Advisors, LLC

March 2023 - Present · 2 yrs 11 mos

Previous Registrations

Baron Financial Advisors, LLC

March 2014 - December 2022 · 8 yrs 9 mos

Park Avenue Securities LLC

February 2007 - April 2014 · 7 yrs 2 mos

Ameritas Investment CORP

September 2004 - December 2005 · 1 yr 3 mos

The Advisors Group, INC.

May 2002 - September 2004 · 2 yrs 4 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.