Kristin Lamarche is a registered investment advisor at Roth Capital Partners, LLC, based in Newport Beach, CA, with 30 years of industry experience. Kristin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 70 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
888 SAN CLEMENTE DRIVE, Suite 400, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kristin is the Chief Compliance Officer (CCO) for Roth Canada, Inc., a Canadian Investment Dealer, since 2019. Her duties include all compliance activities and take about 10-20% of her time.
Employment History
Current Registrations
Roth Capital Partners, LLC
Roth Capital Partners, LLCBroker
State Registrations2 states
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