KP
KP

Konstantin Solomon Prives

30 Years of Experience
5 DisclosuresBroker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
30 advisors
Number of Clients
1,571 clients
Average Client Portfolio
$735K average
Assets Under Management
$1.2B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.50%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $20.0M0.50%
$20M+0.40%

Advisory fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

485 Madison Avenue, New York, NY, 10022

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2011
Customer Dispute
May 2008
Settled
Customer Dispute
April 2008
Settled
Customer Dispute
February 2008
Settled
Customer Dispute
March 2003
Denied
Other Business Activities

Konstantin is a Group Director Investments - Senior Vice President at New York Community Bancorp (NYCB) and its affiliate Flagstar Advisors, Inc. This investment-related activity commenced in June 2024 and requires weekly time, including during trading hours.

Employment History
Current Registrations
Flagstar Advisors, INC.
March 2011 - Present · 14 yrs 11 mos
Flagstar AdvisorsBroker
March 2011 - Present · 14 yrs 11 mos
Previous Registrations
Hsbc Securities (USA) INC.
July 2006 - February 2011 · 4 yrs 7 mos
Hsbc Securities (USA) INC.Broker
April 2006 - February 2011 · 4 yrs 10 mos
Chase Investment Services CORP.
October 1997 - April 2006 · 8 yrs 6 mos
Chase Investment Services CORP.Broker
September 1996 - April 2006 · 9 yrs 7 mos
Chemical Investment Services CORP.Broker
April 1995 - September 1996 · 1 yr 5 mos
Commonwealth Equity Services, INC.Broker
February 1995 - April 1995 · 2 mos
State Registrations23 states
AKCACTDCFLGAILMDMEMIMNNCNJNVNYOHPARISCTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.