Chandis Ferguson
Chandis Ferguson is a registered investment advisor at International Assets Investment Management, LLC, based in Russell, KY, with 30 years of industry experience. Chandis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
Russell, KY
Get directionsHistory
Regulatory History (13)
Customer Dispute
January 2005Customer Dispute
February 2004Customer Dispute
July 2003Customer Dispute
June 2003Customer Dispute
September 2002Customer Dispute
November 2001Customer Dispute
September 2001Customer Dispute
August 2001Customer Dispute
July 2001Customer Dispute
June 2001Customer Dispute
June 2001Customer Dispute
May 2001Customer Dispute
August 1999Other Business Activities
Chandis is 100% owner of Platinum Investments LLC, an investment-related DBA, dedicating nearly full-time hours. He is also an advisor with International Assets Investment Management LLC, an RIA affiliate, also dedicating nearly full-time hours, and a landlord since 2004, spending minimal time on this activity.
Employment History
Current Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Previous Registrations
Sunbelt Securities
Sunbelt Securities, INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.