Chandis D Ferguson

International Assets Investment Management, LLC

30 Years of Experience

13 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

International Assets Investment Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

119 advisors

Number of Clients

5,283 clients

Average Client Portfolio

$419K average

Assets Under Management

$2.2B

Fee Structure

Minimum Investment:$50K

Location

Russell, KY

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History

Regulatory History (13)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2005

Closed-No Action

Customer Dispute

February 2004

Closed-No Action

Customer Dispute

July 2003

Settled

Customer Dispute

June 2003

Closed-No Action

Customer Dispute

September 2002

Denied

Customer Dispute

November 2001

Denied

Customer Dispute

September 2001

Settled

Customer Dispute

August 2001

Closed-No Action

Customer Dispute

July 2001

Closed-No Action

Customer Dispute

June 2001

Settled

Customer Dispute

June 2001

Settled

Customer Dispute

May 2001

Settled

Customer Dispute

August 1999

Denied

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Other Business Activities

Chandis is 100% owner of Platinum Investments LLC, an investment-related DBA, dedicating nearly full-time hours. He is also an advisor with International Assets Investment Management LLC, an RIA affiliate, also dedicating nearly full-time hours, and a landlord since 2004, spending minimal time on this activity.