Callum Joseph Fraser Maclean

Moors & Cabot, INC

30 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Moors & Cabot, INC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

69 advisors

Number of Clients

4,509 clients

Average Client Portfolio

$686K average

Assets Under Management

$3.1B

Fee Structure

Minimum Investment:$50K

Location

One Federal Street, 19th Floor, Boston, MA, 02110

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

July 2017

Final

Employment Separation After Allegations

April 2017

View Full SEC Report How to Read Disclosures

Other Business Activities

Callum is the treasurer for Walpole Area Visiting Nurses Association, dedicating minimal time to reviewing financial reports, establishing budgets, and monitoring endowment investments. He is also a co-director of Newsboys Reading Room Association and an emergency outdoor care responder for Waterville Valley Resort Ski Patrol, spending a few hours per week during the ski season.