Callum Maclean is a registered investment advisor at Moors & Cabot, INC, based in Waterville Valley, NH, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
Waterville Valley, NH
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Regulatory History (2)
Regulatory
July 2017Employment Separation After Allegations
April 2017Other Business Activities
Callum is the treasurer for Walpole Area Visiting Nurses Association, dedicating minimal time to reviewing financial reports, establishing budgets, and monitoring endowment investments. He is also a co-director of Newsboys Reading Room Association and an emergency outdoor care responder for Waterville Valley Resort Ski Patrol, spending a few hours per week during the ski season.
Employment History
Current Registrations
Moors & Cabot, INC
Moors & Cabot, INC.
Moors & Cabot, INC.Broker
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Legg Mason Wood Walker, IncorporatedBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.