Michael Kleeck is a registered investment advisor, based in Los Angeles, CA, with 28 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2002Denied
Other Business Activities
Michael owns rental properties in Memphis, TN and Saugerties, NY, dedicating minimal time to this. He also works full-time as a Senior Compliance Officer at Independent RIA SEIA, LLC & SIA LLC, spending a significant amount of time on securities trading.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
September 2022 - Present · 3 yrs 7 mos
Signature Investment Advisors, LLC
May 2012 - Present · 13 yrs 11 mos
Seia
February 2010 - Present · 16 yrs 2 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
November 2018 - October 2022 · 3 yrs 11 mos
Signator Investors, INC.Broker
March 2008 - November 2018 · 10 yrs 8 mos
AXA Advisors, LLCBroker
October 2004 - November 2007 · 3 yrs 1 mo
AXA Advisors, LLC
October 2004 - November 2007 · 3 yrs 1 mo
Wm Financial Services, INC.
January 2003 - May 2003 · 4 mos
Wm Financial Services, INC.Broker
December 2002 - May 2003 · 5 mos
Waddell & Reed, INC.
March 2002 - October 2002 · 7 mos
Waddell & Reed, INC.Broker
March 2002 - October 2002 · 7 mos
Prudential Securities IncorporatedBroker
August 2000 - January 2002 · 1 yr 5 mos
Painewebber IncorporatedBroker
May 1998 - September 2000 · 2 yrs 4 mos
Royal Alliance Associates, INC.Broker
April 1996 - May 1998 · 2 yrs 1 mo
Washington Square Securities, INC.Broker
May 1995 - April 1996 · 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.