Chris D Balka

Sowell Management

30 Years of Experience

View SEC Summary

Areas of Practice

Retirement PlanningFinancial Planning & CoachingInsurance Planning

Sowell Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

97 advisors

Number of Clients

6,572 clients

Average Client Portfolio

$644K average

Assets Under Management

$4.2B

Fee Structure

Minimum Investment:$50K

Location

Seattle, WA

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Sowell Management

July 2017 - Present · 8 yrs 7 mos

Previous Registrations

Concert Wealth Management

May 2009 - July 2017 · 8 yrs 2 mos

Citigroup Global Markets INC.

April 1995 - May 2009 · 14 yrs 1 mo

State Registrations2 states

AZWA

Advisor

Exams

No exam information available for this advisor.