Christine Marie Soscia

LPL Financial LLC

27 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning

LPL Financial LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

26657 advisors

Number of Clients

1,676,192 clients

Average Client Portfolio

$369K average

Assets Under Management

$618.9B

Fee Structure

Minimum Investment:$1K

Location

8925 W Post Road Ste 200, Las Vegas, NV, 89148

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2016

Settled

Customer Dispute

February 2015

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Christine sells fixed life insurance outside of LPL, dedicating minimal time to this activity. She also operates Christine Soscia LLC for tax/investment purposes, and is an IAR for WCG Wealth Advisors, spending nearly full-time hours on investment advisory services.