DP
DP

David Joseph Ptacek

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
N/A
Firm Size
3 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only
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Location

21800 Lorain Rd, Fairview Park, OH, 44126

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is a tax preparer/owner through TA-Check Financial LTD and Ptacek Tax Service LLC, and provides investment advisory services through TA-Check Financial LTD. He also has several other business ventures including real estate, document storage, and a senior living franchise, and sells non-variable insurance, dedicating minimal time to each.

Employment History
Current Registrations
Ta-Check Financial LTD.
January 2023 - Present · 3 yrs 1 mo
LPL Financial LLC
February 2018 - Present · 8 yrs
LPL Financial LLCBroker
February 2018 - Present · 8 yrs
Previous Registrations
Ta-Check Financial LTD.
November 2017 - December 2022 · 5 yrs 1 mo
Sii Investments, INC.
September 2007 - February 2018 · 10 yrs 5 mos
Sii Investments, INC.Broker
August 2007 - February 2018 · 10 yrs 6 mos
Ta-Check Financial LTD.
October 2002 - October 2007 · 5 yrs
Fsc Securities Corporation
February 2001 - August 2007 · 6 yrs 6 mos
Fsc Securities CorporationBroker
February 1997 - August 2007 · 10 yrs 6 mos
Royal Alliance Associates, INC.Broker
December 1994 - February 1997 · 2 yrs 2 mos
State Registrations43 states
ALARAZCACOCTDCDEFLGAHIIDILINKSKYMAMDMIMNMOMSMTNCNDNENHNJNVNYOHOKORPAPRSCTNTXUTVAWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David Joseph Ptacek - Financial Advisor | TrueAdvisor