JD
JD

James Royce Darby

28 Years of Experience
BrokerSells Insurance
Compensation
N/A
Firm Size
23 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

2100 Ross Avenue, Suite 1200, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James works for Lockton Companies, LLC, an insurance brokerage firm, dedicating a few hours per week to general insurance brokerage services. He also spends minimal time providing investment advisory services through Lockton Investment Advisors, LLC.

Employment History
Current Registrations
Lockton Investment Advisors, LLC
December 2011 - Present · 14 yrs 2 mos
Lockton Investment Securities, LLC
March 2011 - Present · 14 yrs 11 mos
Lockton Investment Securities, LLCBroker
March 2011 - Present · 14 yrs 11 mos
Previous Registrations
NFP Securities, INC.Broker
January 2009 - January 2011 · 2 yrs
Woodbury Financial Services, INC.Broker
June 2006 - December 2008 · 2 yrs 6 mos
Woodbury Financial Services, INC.Broker
April 2005 - December 2005 · 8 mos
Proequities, INC.Broker
November 2001 - December 2004 · 3 yrs 1 mo
Locust Street Securities, INC.Broker
September 1998 - November 2000 · 2 yrs 2 mos
Linsco/private Ledger CORP.Broker
April 1997 - September 1998 · 1 yr 5 mos
Nylife Securities INC.Broker
January 1995 - March 1997 · 2 yrs 2 mos
State Registrations3 states
AROKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.