TrueAdvisor
TrueAdvisor
DC
DC

Dominick Anthony Carlino

Pgim Investments LLC
19 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Pgim Investments LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
76 advisors
Number of Clients
45 clients
Average Client Portfolio
$7.2B average
Assets Under Management
$322.1B

Location

655 Broad Street, Newark, NJ, 07102

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Pgim Investments LLC
October 2023 - Present · 2 yrs 4 mos
Prudential Investment Management Services LLC
October 2023 - Present · 2 yrs 4 mos
Prudential Investment Management Services LLCBroker
October 2023 - Present · 2 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2013 - September 2023 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2013 - September 2023 · 9 yrs 11 mos
Morgan Stanley Distribution, INC.Broker
July 2005 - April 2011 · 5 yrs 9 mos
Morgan Stanley & CO., IncorporatedBroker
May 2005 - September 2006 · 1 yr 4 mos
Susquehanna Financial Group, LllpBroker
August 2003 - May 2005 · 1 yr 9 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.