DC
DC

Dominick Carlino

20 Years of Experience
Broker

Dominick Carlino is a registered investment advisor at Pgim Investments LLC, based in Newark, NJ, with 20 years of industry experience. Dominick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

655 Broad Street, Newark, NJ, 07102

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Pgim Investments LLC
October 2023 - Present · 2 yrs 6 mos
Prudential Investment Management Services LLC
October 2023 - Present · 2 yrs 6 mos
Prudential Investment Management Services LLCBroker
October 2023 - Present · 2 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2013 - September 2023 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2013 - September 2023 · 9 yrs 11 mos
Morgan Stanley Distribution, INC.Broker
July 2005 - April 2011 · 5 yrs 9 mos
Morgan Stanley & CO., IncorporatedBroker
May 2005 - September 2006 · 1 yr 4 mos
Susquehanna Financial Group, LllpBroker
August 2003 - May 2005 · 1 yr 9 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.