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Glenn Fiocca

31 Years of Experience
BrokerSells Insurance

Glenn Fiocca is a registered investment advisor at Nfsg Corporation, based in Syosset, NY, with 31 years of industry experience. Glenn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
73 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fee is up to 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6800 Jericho Turnpike, Suite 118E, Syosset, NY, 11791

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Glenn is the President/Owner of G. Fiocca Securities, LLC, where he works full-time as a financial advisor. He also sells fixed insurance and annuities, dedicating minimal time to this activity, and is a business investor in Zemployed Inc., a company owned by his son, and a board member for Unsung Siblings' Foundations.

Employment History
Current Registrations
Nfsg Corporation
May 2017 - Present · 8 yrs 11 mos
Newbridge Securities CorporationBroker
January 2007 - Present · 19 yrs 3 mos
Previous Registrations
Great Eastern Securities, INC.Broker
September 2003 - January 2007 · 3 yrs 4 mos
Kirlin Securities INC.Broker
February 1997 - October 2003 · 6 yrs 8 mos
A.S. Goldmen & CO., INC.Broker
January 1995 - February 1997 · 2 yrs 1 mo
E*trade Securities, INC.Broker
January 1995 - January 1995 · 0 mos
State Registrations40 states
ARAZCACOCTDCDEFLGAIAIDILINKSMAMDMIMONCNDNENHNJNVNYOHOKORPAPRSCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.