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Glenn William Fiocca

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
2,899 clients
Average Client Portfolio
$281K average
Assets Under Management
$813.5M

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$250
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Location

6800 Jericho Turnpike, Suite 118E, Syosset, NY, 11791

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Glenn is the President/Owner of G. Fiocca Securities, LLC, where he works full-time as a financial advisor. He also sells fixed insurance and annuities, dedicating minimal time to this activity, and is a business investor in Zemployed Inc., a company owned by his son, and a board member for Unsung Siblings' Foundations.

Employment History
Current Registrations
Nfsg Corporation
May 2017 - Present · 8 yrs 9 mos
Newbridge Securities CorporationBroker
January 2007 - Present · 19 yrs 1 mo
Previous Registrations
Great Eastern Securities, INC.Broker
September 2003 - January 2007 · 3 yrs 4 mos
Kirlin Securities INC.Broker
February 1997 - October 2003 · 6 yrs 8 mos
A.S. Goldmen & CO., INC.Broker
January 1995 - February 1997 · 2 yrs 1 mo
E*trade Securities, INC.Broker
January 1995 - January 1995 · 0 mos
State Registrations40 states
ARAZCACOCTDCDEFLGAIAIDILINKSMAMDMIMONCNDNENHNJNVNYOHOKORPAPRSCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.