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Abbe Falk Large

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4677 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

Two Stamford Plaza, 281 Tresser Boulevard Suite 1004, Stamford, CT, 06901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Abbe works as an insurance broker for outside insurance sales since March 2024, focusing on life, disability, long-term care, fixed annuities, and health insurance. This takes a few hours per week, with minimal time spent during SEC trading hours.

Employment History
Current Registrations
MML Investors Services, LLC
May 2024 - Present · 1 yr 9 mos
MML Investors Services, LLC
May 2024 - Present · 1 yr 9 mos
MML Investors Services, LLCBroker
May 2024 - Present · 1 yr 9 mos
Previous Registrations
MML Investors Services, LLC
August 2009 - December 2021 · 12 yrs 4 mos
MML Investors Services, LLCBroker
January 1997 - December 2022 · 25 yrs 11 mos
State Registrations7 states
CACOCTFLNJNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.