Neil Nakagawa is a registered investment advisor at The Pacific Financial Group, INC., based in Nashville, TN, with 11 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 15,437 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TPFG offers various investment programs with different fee structures.
For the EPIC Program (excluding Strategy Plus and STM Solutions), clients pay an annual Program Fee that includes a fee for TPFG's services and an Adviser fee. The total annual fee paid shall not exceed 2.00%.
For SMA, CORE and VAO Solutions, clients pay a management fee to TPFG, and a fee is paid to the Adviser. The total annual fee paid shall not exceed 2.00%.
For P4, clients pay an annual Platform Fee for TPFG services and an Adviser fee. The total annual fee paid shall not exceed 2.00%.
Strategy Plus Solution does not charge any platform fees as all fees are paid from the PFG Funds.
Location
1920 Adelicia Street, Suite 500, Nashville, TN, 37212
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 1996Employment History
Current Registrations
The Pacific Financial Group, INC.
Previous Registrations
Arque Capital, LTD.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.