John Dorn is a registered investment advisor at LPL Financial LLC, based in Geneva, IL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10 N. Third Street, Geneva, IL, 60134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John operates under DBAs for his LPL business: The Retirement Network and Leelyn Smith. He also provides investment advisory services through The Retirement Network and Leelyn Smith LLC, spending full-time on The Retirement Network and about 70% of his time on Leelyn Smith LLC.
Employment History
Current Registrations
LPL Financial LLCBroker
Leelyn Smith, LLC
Previous Registrations
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Northern Lights Distributors, LLCBroker
Rydex Distributors, INC.Broker
State Registrations3 states
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