Clay Peter Hessel

Osaic Wealth, INC.

30 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEducation PlanningEstate PlanningInvestment Management

Osaic Wealth, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9179 advisors

Number of Clients

574,829 clients

Average Client Portfolio

$348K average

Assets Under Management

$200.3B

Fee Structure

Minimum Investment:$5.5K

Financial Planning:Investment management only

Location

Three Parkway North, Suite 500, Deerfield, IL, 60015-2567

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History

Regulatory History (1)

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Customer Dispute

May 2015

Denied

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Other Business ActivitiesSells Insurance

Clay is dually-registered as an investment advisor representative with Alera Investment Advisors and as a Registered Representative with Triad Advisors, spending most of his time as an investment advisor representative. He also provides fixed business products including long-term care, property casualty insurance, disability insurance, and group benefits through GCG Financial.

Employment History

Current Registrations

Osaic Wealth, INC.Broker

August 2024 - Present · 1 yr 6 mos

Alera Investment Advisors, LLC

November 2017 - Present · 8 yrs 3 mos

Previous Registrations

Triad Advisors LLCBroker

November 2017 - August 2024 · 6 yrs 9 mos

Securian Financial Services, INC.

October 1999 - November 2017 · 18 yrs 1 mo

Securian Financial Services, INC.Broker

February 1995 - November 2017 · 22 yrs 9 mos

State Registrations40 states

AZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMIMNMONCNENHNJNMNVNYOHOKORPASCSDTXUTVAWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.